Compound Capital
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GOVERNANCE

Distinct roles. Clear accountability.

Investment management, execution, custody, banking and administration are separate responsibilities. A banking relationship does not imply investment management or a guarantee.

Compound Capital

Brand, software, research framework, investor experience and monitoring interfaces. This role is distinct from regulated management and custody.

Authorised manager

Investment mandate, portfolio oversight, suspension and override authority. Provider names appear only after appointment and publication permission are recorded.

Banking and settlement

Banking services and settlement. Not investment management, execution or digital-asset custody. Provider names appear only after appointment and publication permission are recorded.

FX execution

An independent appointment and documented scope are required for this responsibility. Provider names appear only after appointment and publication permission are recorded.

Digital-asset execution

An independent appointment and documented scope are required for this responsibility. Provider names appear only after appointment and publication permission are recorded.

Custody

Safekeeping and custody records under the applicable appointment. Provider names appear only after appointment and publication permission are recorded.

Administrator

Valuation review, official investor records and NAV approval. Provider names appear only after appointment and publication permission are recorded.

Auditor

An independent appointment and documented scope are required for this responsibility. Provider names appear only after appointment and publication permission are recorded.

Legal counsel

An independent appointment and documented scope are required for this responsibility. Provider names appear only after appointment and publication permission are recorded.

KYC/AML

An independent appointment and documented scope are required for this responsibility. Provider names appear only after appointment and publication permission are recorded.

Electronic signature

An independent appointment and documented scope are required for this responsibility. Provider names appear only after appointment and publication permission are recorded.

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