THE INVESTMENT PROCESS
How the investment process is designed to work.
Eight stages connect the proposed trading strategy to the investor record. Each stage needs suitable controls and an accountable role.
Validate information
Check market data before it enters the investment process.
Evaluate opportunities
Apply versioned strategy rules to the approved inputs.
Size positions
Translate proposed trades into permitted portfolio exposure.
Check limits
Approve, reduce or reject instructions against defined constraints.
Execute orders
Use appointed execution providers and retain their confirmations.
Reconcile records
Compare orders, positions and cash with external source records.
Review exceptions
Escalate discrepancies and apply suspension authority when necessary.
Publish reporting
Release account records after the required valuation review.
This describes the intended operating model. The website demonstration does not execute trades or move investor capital.